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Stanley Salthe
Salthe described himself as having worked in evolutionary biology, systems science (hierarchy theory) and, semiotics. His interests included thermodynamics and internalism.
In the inaugural issue of the new journal, Cosmos and History: The Journal of Natural and Social Philosophy vol.1, no.1 (2005), Stanley Salthe wrote the article "Energy and Semiotics: The Second Law and The Origin of Life."
He starts (p.128) by "deconstructing the thermodynamic concepts of work and waste." He then identifies "meaning" in Nature with energy dissipation processes, which Ilya Prigogine claimed bring "order out of chaos."
ABSTRACT: After deconstructing the thermodynamic concepts of work and waste, I take up Howard Odum’s idea of energy quality, which tallies the overall amount of energy needed to be dissipated in order to accomplish some work of interest. This was developed from economic considerations that give obvious meaning to the work accomplished. But the energy quality idea can be used to import meaning more generally into Nature. It could be viewed as projecting meaning back from any marked work into preceding energy gradient dissipations that immediately paved the way for it. But any work done by an abiotic dissipative structure, since it would be without positive economic significance, would also be difficult to mark as a starting point for the energy quality calculation. Furthermore, any (for humans) destructive work as by hurricanes or floods, with negative economic significance, would not seem to merit the quality calculation either. But there has been abiotic work of keen interest to us—that which mediated the origin of life. Some kind(s) of abiotic dissipative structures had to have been the framework(s) that fostered this process, regardless of how it might come to be understood in detail. Since all dissipative structures have the same thermodynamic and informational organization in common, any of them might provide the material context for the origin of something. So we can pick any starting point we wish, and calculate backward what sequence of energy usages would have been necessary to set it up. Given such an open ended project, we could not find an obvious place in any sequence to stop and start the forward the calculation, and so we would need to take it right back to an ultimate beginning, like the insolation of some area, or the outpouring of Earth’s thermal energy. Any energy dissipation might be the beginning of something of importance, and so Nature is as replete with potential meanings as it is with energy gradients. KEYWORDS: Dissipative structures; Energy dissipation; Energy quality; Entropy production; Final cause; Meaning; Origin of life; Scale; Semiotics Here we need to confront a common objection to this theoretical orientation—that if a system were to maximize its entropy production rate it would thereby likely disrupt its own organization. The critical point is to distinguish energy supplies making up a system’s own material embodiment from the external energy gradients that it is capable of consuming. If a system increases the entropy production of its locale, this does not necessarily mean that it will consume or disrupt itself. The basic thermodynamic fact about living systems is that they consume external energy gradients, thereby (because of generic poor energy efficiency) producing entropy into their immediate environment, and, as well, that they ship outside any entropy produced internally, thereby preserving their own form (Schroedinger, 1956).In his final summary, Salthe says...Energy and Semiotics, p.128 Potential energy exists in orderly forms of many sizes, and work takes place at all scales, but thermodynamic order is calculated at the molecular level. Odum’s energy quality can be used to scale energy dissipation. The thermodynamic need to specify work implies semiotics, and energy quality is inherently semiotic. Work requires information, which varies with kinds of energy consumers. The meaning of high quality energy dissipation is the support of particular systems, and this meaning is reflected back to all prior energy dissipations (including abiotic ones) from the same basic gradient that helped to raise its quality. These considerations lead us to final causality. The major physical effect of evolutionary / semiosic processes is delay in the reradiation of solar energy from the earth by its being captured in configurations that impose friction on its dissipation. These frictional activities dissipate energy gradients not otherwise accessible to derogation. A plenitude of exergy extractions have evolved on Earth to dissipate a plethora of energy gradients, thereby furthering the equilibration of the Universe. The problem of the origin of life requires the pansemiotic view that meaning is present throughout Nature. Life, fostered by macroscopic dissipative structures, was interpolated into prior abiotic ecologies. Since this could occur only under certain conditions, it is premature to conclude that only entropy production in the service of the Second Law can be the final cause of abiotic dissipation. This view allows meaning to be present, however vaguely, in prebiotic systems, and so can be allocated to abiotic systems generally. The origin of life is viewed as having been a way to increase the entropy production of the earth’s surface. Since natural systems actively strive for survival, their entropy production tends to be maximized by way of maximizing the rates of dissipation of their energy supplies. We can postulate a protobiotic dissipative system that could accept the interpolation of, and takeover by, a genetic system. As microscopic, this latter would become a locus of meaning, with associated macro and mega levels deriving their meanings from there by way of Odum’s energy quality concept. Meaning at these larger scales would have eventually been codified and sharpened by the evolution of biofilms, organisms and populations.In his contribution to Clément Vidal's The Evolution and Development of the Universe, a Special Issue of the First International Conference on the Evolution and Development of the Universe, 8-9 October 2008, Ecole Normale Supérieure, Salthe wrote an article titled Development (and Evolution) of the Universe (getting Development properly before Evolution). Salthe writes...Energy and Semiotics, p.142 I distinguish Nature from the World. I also distinguish development from evolution. Development is progressive change and can be modeled as part of Nature, using a specification hierarchy. I have proposed a ‘canonical developmental trajectory’ of dissipative structures with the stages defined thermodynamically and informationally. I consider some thermodynamic aspects of the Big Bang, leading to a proposal for reviving final cause. This model imposes a ‘hylozooic’ kind of interpretation upon Nature, as all emergent features at higher levels would have been vaguely and episodically present primitively in the lower integrative levels, and were stabilized materially with the developmental emergence of new levels. The specification hierarchy’s form is that of a tree, with its trunk in its lowest level, and so this hierarchy is appropriate for modeling an expanding system like the Universe. It is consistent with this model of differentiation during Big Bang development to view emerging branch tips as having been entrained by multiple finalities because of the topdown integration of the various levels of organization by the higher levels. KEYWORDS: Big Bang, causality, development, multiple worlds, Nature, specification hierarchy, thermodynamics, vaguenessHe also writes an Introduction...The Evolution and Development of the Universe, p 248 INTRODUCTION In this paper I attempt a summary of a developmental perspective I have been constructing for two decades as a kind of ‘treaty’ among several disciplines. Beginning with some conceptual clarifications, I distinguish ‘Nature’, our scientific construct, from the World. Nature is our map or operating manual for the World. Nature embodies logic as its basic framework, and its embodiments are typically found in, e.g., inscriptions, diagrams, tables, models, equations, laws, universal constants and classifications. Nature is the subject of studies in the philosophy of nature (natural philosophy), as in this paper. It is mediated by languages, while the World is mediated to us through (what in Nature we know as) our biology (Uexküll, 1926). The World is experienced and phenomenal, but is not ‘known’ (Snowdon, 2008). My favorite example of this is that, while we may ride a bicycle, we do not ‘know’ (cannot describe) how we do it. I will as well propose a logically founded model in set theory format of ‘general development’, which is posited to be universal for dissipative structures as they are conceived in Nature. Of course, set theory cannot model dynamical change. I use this format to parse sequences of developmental stages, following the usage (as Normentafeln) in biology. I will also, in this way of describing stages of development, outline a ‘canonical developmental trajectory’ characteristic of dissipative structures. I acknowledge evolution in passing. As a cue to the reader, I note that my perspective is that of natural philosophy as developed out of beginnings made by the early Friedrich Wilhelm Joseph Schelling (e.g., Esposito, 1977; Salthe, 1993). What is relevant here is that Schelling first proposed a developmental view of the natural world.Salthe's extensive references are very interesting... REFERENCES J.T. Bonner: 2006, Why Size Matters. Princeton University Press, Princeton.The Evolution and Development of the Universe, p 249 D.R. Brooks and E.O. Wiley: 1988, Evolution As Entropy: Toward A Unified Theory Of Biology (2nd. ed.) University of Chicago Press, Chicago. J.H. Brown and G.B. West (eds.): 2000, Scaling in Biology. Oxford University Press, New York. S. Carnot: 1824 / 1960, Reflections on the motive power of fire, and on machines fitted to develop that power. In E. Mendoza (ed.), Reflections on the Motive Power of Fire and Other Papers. Dover Pubs., New York, pp. 322. E.J. Chaisson: 2001, Cosmic Evolution: The Rise of Complexity in Nature. Harvard University Press, Cambridge, MA. J.Damuth: 1985, Selection among species: a reformulation in terms of natural functional units. Evolution 39: pp. 1132-1146. Deleuze, G . and F. Guattari, 1996, What is Philosophy, New York, Columbia University Press, A. Einstein: 1907 / 1989, On the relativity principle and the conclusions to be drawn from it. In The Collected Papers of Albert Einstein, Vol. 2: The Swiss Years: Writings, 19001909. Princeton University Press, Princeton. (Translated by Anna Beck) W.M. Elsasser: 1969, Acausal phenomena in physics and biology: a case for reconstruction. American Scientist 57: pp. 502-516. J.L. Esposito: 1977, Schelling’s Idealism and Philosophy of Nature. Bucknell University Press, Lewisburg. W.J. Ewens: 2004, Mathematical Population Genetics: Theoretical Introduction. Springer, New York. N. Goodman: 1976, Languages of Art: An Approach to a Theory of Symbols. Hackett, Indianapolis, In. G. Greenberg and E. Tobach (eds.): 1988, Evolution of Social Behavior and Integrative Levels. Lawrence Erlbaum, Hillsdale, N. J. C.S. Holling: 1986, The resilience of terrestrial ecosystems. In W.C. Clark and R.E. Munn (eds.) Sustainable Development of the Biosphere. Cambridge University Press, Cambridge, UK. pp. 292-320. E. Husserl: 1970. The Crisis of European Sciences and Transcendental Phenomenology – An Introduction to Phenomenological Philosophy, trans. David Carr, Evanston: Northwestern University Press, 1970). I. Kant: (1997). Critique of Pure Reason (P. Guyer and A. W. Wood, Trans.) Cambridge University Press, Cambridge, UK. (First published 1787) C.H. Lineweaver and C.A. Egan: 2008, Life, gravity and the second law of thermodynamics. Physics of Life Reviews 5: pp. 225-242. M. Matthen: 1989, The four causes in Aristotle’s embryology. In R. Kraut and T. Penner (eds.) Nature, Knowledge and Virtue. Apeiron: Special Issue 22.4: pp. 159-180. O. Neurath, R. Carnap and C. Morris (eds.): 19551969, Foundations of the Unity of Science: Toward an Ecyclopedia of Unified Science. University of Chicago Press, Chicago. G. Nicolis: 1986, Dynamics of Hierarchical Systems: An Evolutionary Approach. SpringerVerlag, Berlin. H.T. Odum: 1983, Systems Ecology: An Introduction. Wiley Interscience, New York pp.102-116. C.S. Peirce: 19311958, Collected Papers, Vols. I VIII. C. Hartshorne and P. Weiss (eds.) Harvard Univrsity Press, Cambridge, MA. M. Polanyi: 1968, Life’s irreducible structure. Science 160: pp. 1308-1312. R. Poli: 1998, Levels. Axiomanthes Nos. 12: pp. 197-211. K.R. Popper: 1990, A world of Propensities. Bristol: Thoemmes. I. Prigogine: 1955 / 1961, Introduction to Thermodynamics of Irreversible Processes. Wiley Interscience, New York. R.G.B. Reid: 2007, Biological Emergences: Evolution by Natural Experiment. MIT Press, Cambridge, MA. S.N. Salthe: 1985, Evolving Hierarchical Systems: Their Structure and Representation. Columbia University Press, New York. S.N. Salthe: 1988, Notes toward a formal history of the levels concept. In G. Greenberg and E. Tobach (eds.) Evolution of Social Behavior and Integrative Levels. L. Erlbaum Associates, Hillside, N.J. S.N. Salthe: 1989, Selforganization of/in hierarchically structured systems. Systems Research 6: pp. 199-208. S.N. Salthe: 1993, Development and Evolution: Complexity and Change In Biology. MIT Press, Cambridge, MA. S.N. Salthe: 2000, Translation into and out of language. Athanor X, n.s. No. 2 : pp. 167177. S.N. Salthe: 2002, Summary of the principles of hierarchy theory. General Systems Bulletin 31: pp. 13-17. S.N. Salthe: 2004, The natural philosophy of ecology: developmental systems ecology. Ecological Complexity 2: pp. 1 19. S.N. Salthe: 2005, An approach to causality in organized complexity: the role of management. In K.Richardson (ed.) Managing the Complex: Philosophy, Theory, Practice. I.A.P./I.S.C.E. Managing the Complex Book Series, Vol. 1: pp. 81-94. S.N. Salthe: 2006, a, On Aristotle’s conception of causality. General Systems Bulletin 35: p. 11. S.N. Salthe: 2006, b, Two frameworks for complexity generation in biological systems. Evolution of Complexity. ALifeX Proceedings. C. Gershenson and T. Lenaerts (eds). Indiana University Press, Bloomington, IN. http://ecco.vub.be/EDO/Salthe.pdf S.N. Salthe: 2008, The system of interpretance, naturalizing meaning as finality. Biosemiotics http://dx.doi.org/10.1007/s1230400890233 S.N. Salthe: 2009, A hierarchical framework for levels of reality: understanding through representation. Axiomathes 19: 87-95. S.N. Salthe and G. Fuhrman: 2005, The cosmic bellows: the Big Bang and the Second Law. Cosmos and History 1: pp. 295-318. http://www.cosmosandhistory.org E.D. Schneider and J.J. Kay: 1994, Life as a manifestation of the Second Law of thermodynamics. Mathematical and Computer Modelling 19: pp. 25-48. G.G. Simpson: 1953, The Major Feartues of Evolution. Columbia University Press, New York. D.W. Sims et al.: 2008, Scaling laws of marine predator search behavior. Nature 451: pp. 1098-1102. P.Snowdon: 2008, Knowing how and knowing that: a distinction reconsidered. Proceedings of the Aristotelian Society 104: pp. 129. J.S. Turner: 2000, The Extended Origanism: The Physiology of AnimalBuilt Structures. Harvard University Press, Cambridge, MA. p. 31. M.S. Turner: 2007, Quarks and the cosmos. Science 315: pp. 59-61. J. von Uexküll: 1926, Theoretical Biology. Harcourt, Brace, London. R.E. Ulanowicz: 1997, Ecology, The Ascendent Perspective. New Columbia University Press, New York. R.E. Ulanowicz: 2007, Emergence, naturally! Zygon 42: pp. 945-969. V.I. Vernadsky: 1944, Problems of biogeochemistry II. Transactions of the Connecticut Academy of Arts and Sciences 35: pp. 483-517. V.I. Vernadsky: 1986, The Biosphere. Synergetic Press, London. (Original work published 1929). A. Weber: 1908, History of Philosophy. Charles Scribner’s Sons, New York. http://www.uidaho.edu/Mickelsen/texts/Weber%20%20History/bacon.htm. G.B. West, J.H. Brown and B.J. Enquist: 2001, A general model for ontogenetic growth. Nature 413: pp. 628-631. A.N. Whitehead: 1929, Process and Reality: An Essay in Cosmology. Macmillan, New York. 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