The Pseudo-Problem of Freedom of the Will
When Is A Man Responsible? Chapter VII of Problems in Ethics,
1. The Pseudo-Problem of Freedom of the Will With hesitation and reluctance I prepare to add this chapter to the discussion of ethical problems. For in it I must speak of a matter which, even at present, is thought to be a fundamental ethical question, but which got into ethics and has become a much discussed problem only because of a misunderstanding. This is the so-called problem of the freedom of the will. Moreover, this pseudo-problem has long since been settled by the efforts of certain sensible persons; and, above all, the state of affairs just described has been often disclosed — with exceptional clarity by Hume. Hence it is really one of the greatest scandals of philosophy that again and again so much paper and printer's ink is devoted to this matter, to say nothing of the expenditure of thought, which could have been applied to more important problems (assuming that it would have sufficed for these). Thus I should truly be ashamed to write a chapter on "freedom." In the chapter heading, the word "responsible" indicates what concerns ethics, and designates the point at which misunderstanding arises. Therefore the concept of responsibility constitutes our theme, and if in the process of its clarification I also must speak of the concept of freedom I shall, of course, say only what others have already said better; consoling myself with the thought that in this way alone can anything be done to put an end at last to that scandal. The main task of ethics (of which we convinced ourselves in Chapter I) is to explain moral behavior. To explain means to refer back to laws: every science, including psychology, is possible only in so far as there are such laws to which the events can be referred. Since the assumption that all events are subject to universal laws is called the principle of causality, one can also say, "Every science presupposes the principle of causality." Therefore every explanation of human behavior must also assume the validity of causal laws; in this case the existence of psychological laws. (If for example our law of motivation of Chapter II were incorrect, then human conduct would be quite unexplained.) All of our experience strengthens us in the believe that this presupposition is realized, at least to the extent required for all purposes of practical life in intercourse with nature and human beings, and also for the most precise demands of technique. Whether, indeed, the principle of causality holds universally, whether, that is, determinism is true, we do not know; no one knows. But we do know that it is impossible to settle the dispute between determinism and indeterminism by mere reflection and speculation, by the consideration of so many reasons for and so many reasons against (which collectively and individually are but pseudo-reasons). Such an attempt becomes especially ridiculous when one considers with what enormous expenditure of experimental and logical skill contemporary physics carefully approaches the question of whether causality can be maintained for the most minute intra-atomic events. But the dispute concerning "freedom of the will" generally proceeds in such fashion that its advocates attempt to refute, and its opponents to prove, the validity of the causal principle, both using hackneyed arguments, and neither in the least abashed by the magnitude of the undertaking. (I can exclude only Bergson from this criticism, with whom, however, this whole question is not an ethical but a metaphysical problem. His ideas, which in my opinion will not stand epistemological analysis, are of no significance for us.) Others distinguish two realms, in one of which determinism holds, but not in the other. This line of thought (which was unfortunately taken by Kant) is, however, quite the most worthless (though Schopenhauer considered it to be Kant's most profound idea). Fortunately, it is not necessary to lay claim to a final solution of the causal problem in order to say what is necessary in ethics concerning responsibility; there is required only an analysis of the concept, the careful determination of the meaning which is in fact joined to the words "responsibility" and "freedom" as these are actually used. If men had made clear to themselves the sense of those propositions, which we use in everyday life, that pseudo-argument which lies at the root of the pseudo-problem, and which recurs thousands of times within and outside of philosophical books, would never have arisen. The argument runs as follows - "If determinism is true, if, that is, all events obey immutable laws, then my will too is always determined, by my innate character and my motives. Hence my decisions are necessary, not free. But if so, then I am not responsible for my acts, for I would be accountable for them only if I could do something about the way my decisions went; but I can do nothing about it, since they proceed with necessity from my character and the motives. And I have made neither, and have no power over them: the motives come from without, and my character is the necessary product of the innate tendencies and the external influences which have been effective during my lifetime. Thus determinism and moral responsibility are incompatible. Moral responsibility presupposes freedom, that is, exemption from causality." This process of reasoning rests upon a whole series of confusions, just as the links of a chain hang together. We must show these confusions to be such, and thus destroy them.
2. Two Meanings of the Word "Law" It all begins with an erroneous interpretation of the meaning of "law." In practice this is understood as a rule by which the state prescribes certain behavior to its citizens. These rules often contradict the natural desires of the citizens (for if they did not do so, there would be no reason for making them), and are in fact not followed by many of them; while others obey, but under compulsion. The state does in fact compel its citizens by imposing certain sanctions (punishments) which serve to bring their desires into harmony with the prescribed laws. In natural science, on the other hand, the word "law" means something quite different. The natural law is not a prescription as to how something should behave, but a formula, a description of how something does in fact behave. The two forms of "laws" have only this in common: both tend to be expressed in formulae. Otherwise they have absolutely nothing to do with one another, and it is very blameworthy that the same word has been used for two such different things; but even more so that philosophers have allowed themselves to be led into serious errors by this usage. Since natural laws are only descriptions of what happens, there can be in regard to them no talk of "compulsion." The laws of celestial mechanics do not prescribe to the planets how they have to move, as though the planets would actually like to move quite otherwise, and are only forced by these burdensome laws of Kepler to move in orderly paths; no, these laws do not in any way "compel" the planets, but express only what in fact planets actually do. If we apply this to volition, we are enlightened at once, even before the other confusions are discovered. When we say that a man's will "obeys psychological laws," these are not civic laws, which compel him to make certain decisions, or dictate desires to him, which he would in fact prefer not to have. They are laws of nature, merely expressing which desires he actually has under given conditions; they describe the nature of the will in the same manner as the astronomical laws describe the nature of planets. "Compulsion" occurs where man is prevented from realizing his natural desires. How could the rule according to which these natural desires arise itself be considered as "compulsion"?
3. Compulsion and Necessity But this is the second confusion to which the first leads almost inevitably: after conceiving the laws of nature, anthropomorphically, as order imposed nolens volens upon the events, one adds to them the concept of "necessity." This word, derived from "need," also comes to us from practice, and is used there in the sense of inescapable compulsion. To apply the word with this meaning to natural laws is of course senseless, for the presupposition of an opposing desire is lacking; and it is then confused with something altogether different, which is actually an attribute of natural laws. That is, universality. It is of the essence of natural laws to be universally valid, for only when we have found a rule which holds of events without exception do we call the rule a law of nature. Thus when we say "a natural law holds necessarily" this has but one legitimate meaning: "It holds in all cases where it is applicable." It is again very deplorable that the word "necessary" has been applied to natural laws (or, what amounts to the same thing, with reference to causality), for it is quite superfluous, since the expression "universally valid" is available. Universal validity is something altogether different from "compulsion"; these concepts belong to spheres so remote from each other that once insight into the error has been gained one can no longer conceive the possibility of a confusion. The confusion of two concepts always carries with it the confusion of their contradictory opposites. The opposite of the universal validity of a formula, of the existence of a law, is the nonexistence of a law, indeterminism, acausality; while the opposite of compulsion is what in practice everyone calls "freedom." Here emerges the nonsense, trailing through centuries, that freedom means "exemption from the causal principle," or "not subject to the laws of nature." Hence it is believed necessary to vindicate indeterminism in order to save human freedom.
4. Freedom and Indeterminism This is quite mistaken. Ethics has, so to speak, no moral interest in the purely theoretical question of "determinism or indeterminism?," but only a theoretical interest, namely: in so far as it seeks the laws of conduct, and can find them only to the extent that causality holds. But the question of whether man is morally free (that is, has that freedom which, as we shall show, is the presupposition of moral responsibility) is altogether different from the problem of determinism. Hume was especially clear on this point. He indicated the inadmissible confusion of the concepts of "indeterminism" and "freedom"; but he retained, inappropriately, the word "freedom" for both, calling the one freedom of "the will," the other, genuine kind, "freedom of conduct." He showed that morality is interested only in the latter, and that such freedom, in general, is unquestionably to be attributed to mankind. And this is quite correct. Freedom means the opposite of compulsion; a man is free if he does not act under compulsion, and he is compelled or unfree when he is hindered from without in the realization of his natural desires. Hence he is unfree when he is locked up, or chained, or when someone forces him at the point of a gun to do what otherwise he would not do. This is quite clear, and everyone will admit that the everyday or legal notion of the lack of freedom is thus correctly interpreted, and that a man will be considered quite free and responsible if no such external compulsion is exerted upon him. There are certain cases which lie between these clearly described ones, as, say, when someone acts under the influence of alcohol or a narcotic. In such cases we consider the man to be more or less unfree, and hold him less accountable, because we rightly view the influence of the drug as "external," even though it is found within the body; it prevents him from making decisions in the manner peculiar to his nature. If he takes the narcotic of his own will, we make him completely responsible for this act and transfer a part of the responsibility to the consequences, making, as it were, an average or mean condemnation of the whole. In the case also of a person who is mentally ill we do not consider him free with respect to those acts in which the disease expresses itself, because we view the illness as a disturbing factor which hinders the normal functioning of his natural tendencies. We make not him but his disease responsible.
5. The Nature of Responsibility But what does this really signify? What do we mean by this concept of responsibility which goes along with that of "freedom," and which plays such an important role in morality ? It is easy to attain complete clarity in this matter; we need only carefully determine the manner in which the concept is used. What is the case in practice when we impute "responsibility" to a person ? What is our aim in doing this ? The judge has to discover who is responsible for a given act in order that he may punish him. We are inclined to be less concerned with the inquiry as to who deserves reward for an act, and we have no special officials for this; but of course the principle would be the same. But let us stick to punishment in order to make the idea clear. What is punishment, actually? The view still often expressed, that it is a natural retaliation for past wrong, ought no longer to be defended in cultivated society; for the opinion that an increase in sorrow can be "made good again" by further sorrow is altogether barbarous. Certainly the origin of punishment may lie in an impulse of retaliation or vengeance; but what is such an impulse except the instinctive desire to destroy the cause of the deed to be avenged, by the destruction of or injury to the malefactor? Punishment is concerned only with the institution of causes, of motives of conduct, and this alone is its meaning. Punishment is an educative measure, and as such is a means to the formation of motives, which are in part to prevent the wrongdoer from repeating the act (reformation) and in part to prevent others from committing a similar act (intimidation). Analogously, in the case of reward we are concerned with an incentive. Hence the question regarding responsibility is the question: Who, in a given case, is to be punished? Who is to be considered the true wrongdoer? This problem is not identical with that regarding the original instigator of the act; for the great-grandparents of the man, from whom he inherited his character, might in the end be the cause, or the statesmen who are responsible for his social milieu, and so forth. But the "doer" is the one upon whom the motive must have acted in order, with certainty, to have prevented the act (or called it forth, as the case may be). Consideration of remote causes is of no help here, for in the first place their actual contribution cannot be determined, and in the second place they are generally out of reach. Rather, we must find the person in whom the decisive junction of causes lies. The question of who is responsible is the question concerning the correct point of application of the motive. And the important thing is that in this its meaning is completely exhausted; behind it there lurks no mysterious connection between transgression and requital, which is merely indicated by the described state of affairs. It is a matter only of knowing who is to be punished or rewarded, in order that punishment and reward function as such — be able to achieve their goal. Thus, all the facts connected with the concepts of responsibility and imputation are at once made intelligible. We do not charge an insane person with responsibility, for the very reason that he offers no unified point for the application of a motive. It would be pointless to try to affect him by means of promises or threats, when his confused soul fails to respond to such influence because its normal mechanism is out of order. We do not try to give him motives, but try to heal him (metaphorically, we make his sickness responsible, and try to remove its causes). When a man is forced by threats to commit certain acts we do not blame him, but the one who held the pistol at his breast. The reason is clear: the act would have been prevented had we been able to restrain the person who threatened him; and this person is the one whom we must influence in order to prevent similar acts in the future.
6. The Consciousness of Responsibility But much more important than the question of when a man is said to be responsible is that of when he himself feels responsible. Our whole treatment would be untenable if it gave no explanation of this. It is, then, a welcome confirmation of the view here developed that the subjective feeling of responsibility coincides with the objective judgment. It is a fact of experience that, in general, the person blamed or condemned is conscious of the fact that he was "rightly" taken to account — of course, under the supposition that no error has been made, that the assumed state of affairs actually occurred. What is this consciousness of having been the true doer of the act, the actual instigator? Evidently not merely that it was he who took the steps required for its performance; but there must be added the awareness that he did it "independently," "of his own initiative," or however it be expressed. This feeling is simply the consciousness of freedom, which is merely the knowledge of having acted of one's own desires. And "one's own desires" are those which have their origin in the regularity of one's character in the given situation, and are not imposed by an external power, as explained above. The absence of the external power expresses itself in the well-known feeling (usually considered characteristic of the consciousness of freedom) that one could also have acted otherwise. How this indubitable experience ever came to be an argument in favor of indeterminism is incomprehensible to me. It is of course obvious that I should have acted differently had I willed something else; but the feeling never says that I could also have willed something else, even though this is true, if, that is, other motives had been present. And it says even less that under exactly the same inner and outer conditions I could also have willed something else. How could such a feeling inform me of anything regarding the purely theoretical question of whether the principle of causality holds or not? Of course, after what has been said on the subject, I do not undertake to demonstrate the principle, but I do deny that from any such fact of consciousness the least follows regarding the principle's validity. This feeling is not the consciousness of the absence of a cause, but of something altogether different, namely, of freedom, which consists in the fact that I can act as I desire. Thus the feeling of responsibility assumes that I acted freely, that my own desires impelled me; and if because of this feeling I willingly suffer blame for my behavior or reproach myself, and thereby admit that I might have acted otherwise, this means that other behavior was compatible with the laws of volition - of course, granted other motives. And I myself desire the existence of such motives and bear the pain (regret and sorrow) caused me by my behavior so that its repetition will be prevented. To blame oneself means just to apply motives of improvement to oneself, which is usually the task of the educator. But if, for example, one does something under the influence of torture, feelings of guilt and regret are absent, for one knows that according to the laws of volition no other behavior was possible — no matter what ideas, because of their feeling tones, might have functioned as motives. The important thing, always, is that the feeling of responsibility means the realization that one's self, one's own psychic processes constitute the point at which motives must be applied in order to govern the acts of one's body.
7. Causality as the Presupposition of Responsibility We can speak of motives only in a causal context; thus it becomes clear how very much the concept of responsibility rests upon that of causation, that is, upon the regularity of volitional decisions. In fact if we should conceive of a decision as utterly without any cause (this would in all strictness be the indeterministic presupposition) then the act would be entirely a matter of chance, for chance is identical with the absence of a cause; there is no other opposite of causality. Could we under such conditions make the agent responsible? Certainly not. Imagine a man, always calm, peaceful and blameless, who suddenly falls upon and begins to beat a stranger. He is held and questioned regarding the motive of his action, to which he answers, in his opinion truthfully, as we assume: "There was no motive for my behavior. Try as I may I can discover no reason. My volition was without any cause — I desired to do so, and there is simply nothing else to be said about it." We should shake our heads and call him insane, because we have to believe that there was a cause, and lacking any other we must assume some mental disturbance as the only cause remaining; but certainly no one would hold him to be responsible. If decisions were causeless there would be no sense in trying to influence men; and we see at once that this is the reason why we could not bring such a man to account, but would always have only a shrug of the shoulders in answer to his behavior. One can easily determine that in practice we make an agent the more responsible the more motives we can find for his conduct. If a man guilty of an atrocity was an enemy of his victim, if previously he had shown violent tendencies, if some special circumstance angered him, then we impose severe punishment upon him; while the fewer the reasons to be found for an offense the less do we condemn the agent, but make "unlucky chance," a momentary aberration, or something of the sort, responsible. We do not find the causes of misconduct in his character, and therefore we do not try to influence it for the better: this and only this is the significance of the fact that we do not put the responsibility upon him. And he too feels this to be so, and says, "I cannot understand how such a thing could have happened to me." In general we know very well how to discover the causes of conduct in the characters of our fellow men; and how to use this knowledge in the prediction of their future behavior, often with as much certainty as that with which we know that a lion and a rabbit will behave quite differently in the same situation. From all this it is evident that in practice no one thinks of questioning the principle of causality, that, thus, the attitude of the practical man offers no excuse to the metaphysician for confusing freedom from compulsion with the absence of a cause. If one makes clear to himself that a causeless happening is identical with a chance happening, and that, consequently, an indetermined will would destroy all responsibility, then every desire will cease which might be father to an indeterministic thought. No one can prove determinism, but it is certain that we assume its validity in all of our practical life, and that in particular we can apply the concept of responsibility to human conduct only in so far as the causal principle holds of volitional processes. For a final clarification I bring together again a list of those concepts which tend, in the traditional treatment of the "problem of freedom," to be confused. In the place of the concepts on the left are put, mistakenly, those of the right, and those in the vertical order form a chain, so that sometimes the previous confusion is the cause of that which follows: